LEE YEAKEL, District Judge.
The Second Called Session of the 83rd Texas Legislature passed "[an act] relating to the regulation of abortion procedures, providers, and facilities [and] providing penalties." Act of July 12, 2013, 83rd Leg., 2d C.S., ch. 1, §§ 1-12, 2013 Tex. Sess. Law Serv. 4795-4802 (to be codified at Tex. Health & Safety Code §§ 171.0031, 171.041-048, 171.061-064, & amending §§ 245.010-.011; Tex. Occ.Code amending §§ 164.052 & 164.055) ("House Bill 2" or the "act"). The Texas Governor approved the act, and, as pertinent here, the act takes effect October 29, 2013.
Plaintiffs Planned Parenthood of Greater Texas Surgical Health Services, Planned Parenthood Center for Choice, Planned Parenthood Sexual Healthcare Services, Planned Parenthood Women's Health Center, Whole Woman's Health, Austin Women's Health, Austin Women's Health Center, Killeen Women's Health Center, Southwestern Women's Surgery Center, West Side Clinic, Inc., Routh Street Women's Clinic, Houston Women's Clinic, Alan Braid, M.D., Lamar Robinson, M.D., and Pamela Richter, D.O., all providers of abortion services, bring this action on behalf of themselves, their physicians, and their patients, complaining that certain provisions of the act should be declared unconstitutional.
Planned Parenthood also seeks a permanent injunction, enjoining Gregory Abbott, Attorney General of Texas, David Lakey, M.D., Commissioner of the Texas Department of State Health Services, and Mari Robinson, Executive Director of the Texas Medical Board (collectively, the "State"), from enforcing those provisions of the act.
Planned Parenthood asserts that two provisions of the act fail constitutional review and must be held unenforceable — those that mandate that a physician performing or inducing an abortion "must, on the date the abortion is performed or induced, have active admitting privileges at a hospital that is not further than 30 miles from the location of the abortion" and
Today there is no issue that divides the people of this country more than abortion. It is the most divisive issue to face this country since slavery. When compared with the intensity, emotion, and depth of feeling expressed with regard to abortion, the recent arguments on affordable healthcare, increasing the debt ceiling, and closing the government retreat to near oblivion. Sincere and caring persons of good will are found on both sides of the issue, but neither side will ever change the position of the other. Legislatures and courts will continue to be confounded by the issue for the foreseeable future. No ruling of this court will sway the opinion regarding abortion held by anyone. And, indeed, that is not the role of this court. The court may not and will not decide whether there should be abortions in Texas. This court is charged only with determining whether certain provisions of House Bill 2 are consistent with the Constitution of the United States under existing Supreme Court precedent.
Although the Texas Legislature passed House Bill 2 July 12 and had debated the act at length during the legislature's First Called Session, thus making the act's provisions well known, Planned Parenthood waited until September 26 to challenge the act. Due to the importance of the issues and the public interest in the act, and because the challenged provisions of House Bill 2 take effect October 29, this court determined to dispense with hearing Planned Parenthood's request for a preliminary injunction and consolidated that request with trial on the merits. Fed. R.Civ.P. 65(a)(2). The parties in open court waived a jury trial.
Three established principles govern this court's consideration of House Bill 2:(1) Before fetal viability, a woman has a right to terminate her pregnancy. (2) A law designed to further the State's interest in fetal life which imposes an undue burden on a woman's decision before fetal viability is unconstitutional. A state regulation that has the purpose or effect of placing a substantial obstacle in the path of a woman seeking an abortion of a nonviable fetus is an undue burden. (3) After fetal viability, the State, in promoting its interest in the potentiality of human life, may regulate or proscribe abortion, except where it is necessary for the preservation of the life or health of the mother. Stenberg v. Carhart, 530 U.S. 914, 921, 120 S.Ct. 2597, 147 L.Ed.2d 743 (2000) (internal citations and quotations omitted) (citing Planned Parenthood of Se. Pa. v. Casey, 505 U.S. 833, 879, 112 S.Ct. 2791, 120 L.Ed.2d 674 (1992); Roe v. Wade, 410 U.S. 113, 164-65, 93 S.Ct. 705, 35 L.Ed.2d 147 (1973)).
Having carefully considered the parties' briefing, stipulations, exhibits, trial testimony, arguments of counsel, and the applicable law
At the threshold, the State challenges Planned Parenthood's standing to bring this action. "[T]he term standing subsumes a blend of constitutional requirements and prudential considerations." Valley Forge Christian Coll. v. Americans United for Separation of Church & State, Inc., 454 U.S. 464, 471, 102 S.Ct. 752, 70 L.Ed.2d 700 (1982). To meet the constitutional requirements, a plaintiff must have suffered an injury in fact caused by the challenged government conduct and likely to be redressed by the relief sought. See Lujan v. Defenders of Wildlife, 504 U.S. 555, 560-61, 112 S.Ct. 2130, 119 L.Ed.2d 351 (1992). In addition to the constitutional requirements, the Supreme Court also has applied certain prudential principles in determining whether litigants have standing. Valley Forge Christian Coll., 454 U.S. at 474-75, 102 S.Ct. 752; see also Apache Bend Apartments, Ltd. v. United States, 987 F.2d 1174, 1176 (5th Cir.1993). A plaintiff must assert his legal rights and interests, and his complaint must fall within "the zone of interests" to be protected or regulated by the statute or constitutional guarantee in question. Valley Forge Christian Coll., 454 U.S. at 474-75, 102 S.Ct. 752.
The Supreme Court has consistently reviewed the substance of constitutional challenges to abortion-related statutes without specifically addressing a plaintiff's standing. See, e.g., Gonzales v. Carhart, 550 U.S. 124, 127 S.Ct. 1610, 167 L.Ed.2d 480 (2007); Stenberg v. Carhart, 530 U.S. 914, 120 S.Ct. 2597, 147 L.Ed.2d 743 (2000); Planned Parenthood of Se. Pa. v. Casey, 505 U.S. 833, 112 S.Ct. 2791, 120 L.Ed.2d 674 (1992). That abortion providers may raise constitutional challenges to state statutes that seek to regulate abortions is now so well established in our jurisprudence it is axiomatic.
The court concludes that Planned Parenthood has standing to assert the claims alleged in this action.
Planned Parenthood attacks certain provisions of Section 2 of the act, which assess a criminal penalty against a physician performing an abortion who does not have certain hospital admitting privileges. Section 2 would amend the Texas Health & Safety Code to provide a new Section 171.0031. Although pleaded somewhat generally, the court construes Planned Parenthood to assert that the proposed code provision Section 171.0031(a)(1) fails constitutional review. The provision provides that a physician performing or inducing an abortion:
Planned Parenthood also objects to proposed Section 171.0031(b) to the extent that it criminalizes a physician's failure to comply with Section 171.0031(a)(1):
(together "admitting privileges").
"Before viability, a State, may not prohibit any woman from making the ultimate decision to terminate her pregnancy." Gonzales, 550 U.S. at 146, 127 S.Ct. 1610 (quoting Casey, 505 U.S. at 879, 112 S.Ct. 2791). "[The State] also may not impose upon this right an undue burden, which exists if a regulation's `purpose or effect is to place a substantial obstacle in the path of a woman seeking an abortion before the fetus attains viability.'" Id. On the other hand, "[r]egulations which do no more than create a structural mechanism by which the State ... may express profound respect for the life of the unborn are permitted, if they are not a substantial obstacle to the woman's exercise of the right to choose." Id. "Casey, in short struck a balance." Id. (citing Casey, 505 U.S. at 877, 112 S.Ct. 2791). The court is guided by these particular statements in addressing Planned Parenthood's allegations.
Under the undue-burden test, courts proceed with a two-pronged inquiry.
If a law survives the first prong, the court must proceed to analyze it under the second prong. Casey, 505 U.S. at 877, 112 S.Ct. 2791 (determining whether law places "substantial obstacle in the path of a woman seeking an abortion of a nonviable fetus."). The "purpose" inquiry is an assessment of the legislature's real purpose. The appropriate analysis is whether the state's purpose is to hinder autonomous reproductive choice, distinct from a rational-basis analysis. See Casey, 505 U.S. at 878, 112 S.Ct. 2791 (requiring that regulation be motivated by permissible "purpose"). The court's evaluation of the law's "effects" assess whether the regulation places a "substantial obstacle" before a woman seeking abortion services. Id. Under this inquiry, regulations imposing an "undue burden" on women seeking previability abortion services are unconstitutional. Id. at 878-79, 112 S.Ct. 2791.
Planned Parenthood argues that the admitting privileges impose an undue burden on patients, are unconstitutionally vague,
The State argues that when an abortion provider has privileges at a local hospital, the provider is more likely to effectively manage patient complications by providing continuity of care and decreasing the likelihood of medical errors. The State points to evidence that 80% of significant negative outcomes at emergency rooms relate to difficulties with physician communication and patient handoff. The State however, provides no evidence of correlation between admitting privileges and improved communication with patient handoff or that a communication problem actually exists between abortion providers and emergency-room physicians.
A lack of admitting privileges on the part of an abortion provider is of no consequence when a patient presents at a hospital
The court concludes that whether an abortion provider has admitting privileges does nothing to further the interest of patient care by improving communication. Nor does it impact the timeliness of care in the emergency room, where the nature of the practice is to treat patients with all possible haste.
The State also argues that admitting privileges address issues of patient abandonment, hospital costs, and accountability. There is however, no evidence that these concerns were assuaged by requiring abortion providers to have admitting privileges at a hospital within 30 miles of the clinic where they provide abortion services.
The court concludes that there is no rational relationship between improved patient outcomes and hospital admitting privileges within 30 miles of a facility in which a physician provides abortion services.
The State also argues that an abortion provider having admitting privileges would improve treatment, once an abortion patient is at the hospital. The State points to abortion's unique potential for danger and purports to address this danger by requiring admitting privileges. The court finds this argument unconvincing.
Jennifer Carnell, an emergency-room physician at Ben Taub Hospital in Houston, Texas, testified that she has never had an occasion to consider whether an incoming patient's physician has admitting privileges at the hospital. Additionally, she would not have treated any patient differently if she were aware of that fact.
The court concludes that admitting privileges have no rational relationship to improved patient care. Admitting privileges do not rationally relate to the State's legitimate interest in protecting the unborn. The court concludes that the hospital-admitting-privileges provision fails a rational-basis review.
Should there be a rational basis, however, the provision still fails, as the court also concludes that Planned Parenthood has met its burden of demonstrating that the hospital-admitting-privileges provision of the act places an "undue burden" on a woman seeking abortion services in Texas because it necessarily has the effect of presenting a "substantial obstacle" to access to abortion services. Casey, 505 U.S. at 878, 112 S.Ct. 2791.
By requiring abortion providers to have hospital admitting privileges, the evidence is that there will be abortion clinics that will close. The record reflects that 24 counties in the Rio Grande Valley would be left with no abortion provider because those providers do not have admitting privileges and are unlikely to get them.
The State argues that at some point in the future some abortion providers may be granted admitting privileges and services at those clinics would return. However, under the act, in order to perform abortions, physicians without privileges must complete a hospital's application process for privileges, which undisputedly takes 90 to 170 days. The act has no tolling period. Each hospital's bylaws are unique, thereby causing variability in hospital-privilege application requirements, such as: physician residency, board certification, threshold
The State suggests that clinics find replacement physicians who either already have admitting privileges or who could meet hospital requirements. Contrary to the State's optimism, Hagstrom-Miller's experience shows that finding physicians with active admitting privileges is difficult because physicians' contracts often bar them from providing "moonlight" services as abortion providers. Hagstrom-Miller approached clinic-referring physicians in an attempt to recruit them to provide abortion services and all of those physicians have declined her invitation either because the physician is concerned about negative impact on their private practice in some way, either financially or as a result of attention from antiabortion protestors, or because their private practice contract precludes even part-time or contract abortion work.
The State argues that the matter is not ripe for review because pending applications have not yet been formally denied. However, this does nothing to make the ultimate outcome less of a foregone conclusion, because a subsequent granting of privileges at some later date is meaningless if in the interim the clinic has closed or the physician has taken another position.
The State fails to show a valid purpose for requiring that abortion providers have hospital privileges within 30 miles of the clinic where they practice. Accordingly, the hospital-admitting provision does not survive the undue-burden "purpose" inquiry. The court finds that the hospital-admitting-privileges provision of the act fails both prongs of the undue-burden test with regard to any woman seeking an abortion previability, therefore, the court concludes that Planned Parenthood's facial challenge to this provision may be maintained and the provision is unconstitutional.
The court concludes that the legislature never intended for a physician to be allowed a reasonable time to obtain admitting privileges. That a physician had 91 days from the end of the legislative session in which House Bill 2 was enacted is sheer happenstance. But for the lack of a very few votes in each legislative house, the act would have taken effect immediately. See Act of July 12, 2013, 83rd Leg., 2d C.S., ch. 1, § 12, 2013 Tex. Sess. Law Serv. 4802.
The court expresses grave reservations about allowing a hodge podge of diverse medical committees and boards to determine, based solely on admitting privileges, which physicians may perform abortions.
The court need not and does not address these claims, however, as the admitting-privileges provision of House Bill 2 lacks a rational basis and places an undue burden on a woman seeking an abortion.
A medication abortion, also known as and referred to in the act as a medical abortion, requires the administration of two different drugs: mifepristone and misoprostol. Mifepristone, also referred to by its trade names Mifeprex or RU-486, terminates a pregnancy by blocking progesterone, a naturally produced hormone that prepares the lining of the uterus for a fertilized egg and helps maintain pregnancy. Without progesterone, the pregnancy cannot continue and the lining of the uterus softens and breaks down, and the embryo detaches from the uterine lining. Approximately 24 to 48 hours after the woman takes mifepristone, she takes the second drug, misoprostol, also known as prostaglandin or Cytotec, which causes the uterus to contract and expel the embryo and other products of conception. This same combination of drugs is offered to a woman who has had a miscarriage with retained tissue. In such cases, the mifepristone/misoprostol combination serves as an alternative to surgical removal of tissue in a dilation and curettage, a form of surgical abortion.
The United States Food and Drug Administration ("FDA") approved mifepristone, for the purpose of medication abortion in 2000. The FDA imposes restrictions on the use, dosage, and administration of mifepristone and misoprostol on mifepristone's final printed label. These restrictions are based on a testing regimen developed in Europe in the 1980s and used during clinical trials. The restrictions and instructions on mifepristone's final printed label ("the FDA protocol")
Abortion-performing physicians have since developed a medication-abortion protocol using mifepristone that, although varying significantly from the FDA protocol, has become the de facto standard of care in Texas.
Planned Parenthood also objects to proposed Section 171.064 to the extent that it punishes a physician's failure to comply with Section 171.063:
Thus, House Bill 2 restricts the use of abortion-inducing drugs to the FDA protocol, with one exception: it allows a physician to prescribe the dosage recommended in the clinical management guidelines defined by the American Congress of Obstetricians and Gynecologists Practice Bulletin as those guidelines existed on January 1, 2013. The protocol described in the Practice Bulletin is roughly analogous to the off-label protocol, but the act clearly does not allow the physician to follow the administration or route portions of the off-label protocol.
Planned Parenthood contends that the FDA protocol mandated by House Bill 2 is not medically necessary and that the off-label protocol, taken as a whole, is the safest, mostly widely used, and medically appropriate use of mifepristone. Planned Parenthood asserts that the FDA protocol is not as effective, is more dangerous, and has more severe complications and side effects than the off-label protocol. Under the FDA protocol, the unavailability of medical abortion from 50 to 63 days LMP is particularly problematic, Planned Parenthood states, for women with physical conditions that contraindicate surgical abortion or for those of whom surgical abortion is more dangerous.
The State counters that the FDA protocol, by virtue of its FDA imprimatur, is necessarily a sound, medically approved method and as such cannot impose an undue burden on women. It is a safe method of using the drug, the State argues, and that should end the inquiry. Moreover, the State reasons, surgical abortion remains a safe and common alternative for the entire period during which a medication abortion might be elected, including days 50 to 63 LMP where medical abortion would be unavailable. According to the State, the additional visit to the clinic and the additional safeguards in the FDA protocol provide an increase overall patient safety by increasing physician-patient contact during the medication-abortion process.
This court finds that, when performed in accordance with the off-label protocol, medication abortion is a safe and effective procedure, as is medication abortion with the FDA protocol. The variable risk of a significant adverse event is so low it becomes hard to quantify. Reliable data on medication abortions following solely the FDA protocol is sparse, as physicians overwhelmingly moved away from the FDA protocol soon after it was approved. However, as can be seen in the opposing declarations of Dr. Paul Fine and Dr. Donna Harrison, as well as Dr. Fine's testimony at trial, reasonable medical opinion on the overall safety, efficacy, and preferability of the protocols may differ.
Moreover, the court finds that the FDA protocol is assuredly more imposing and unpleasant for the woman, requiring at least one additional visit to a clinic and allowing less control over the timing and convenience of the medically induced miscarriage. It also requires more of the physician's time, as the physician must administer the second dose.
Regarding the likelihood of the additional visit to the physician required by the FDA protocol, the additional discomfort and inconvenience visited upon a woman, and the additional cost imposed by the higher dose of mifepristone, the law is clear: "[T]he incidental effect of making it more difficult or more expensive to procure an abortion cannot be enough to invalidate" a law. Casey, 505 U.S. at 874, 112 S.Ct. 2791. In addition,
Id. At some point, the totality of incidental effects may become an undue burden. However, the record before the court, when viewed through the prism of the Supreme Court's controlling precedent, establishes that threshold has not been met.
Most importantly, when "reasonable alternative procedure[s]" exist, the government's broad discretion to regulate medical practice allows regulation even if it means subjugating physician- or patient-preference. Gonzales, 550 U.S. at 163, 127 S.Ct. 1610. Individuals do not have a constitutional right to a preferred medical option, so long as a safe, medically accepted, and actual alternative exists. Id. ("Physicians are not entitled to ignore regulations that direct them to use reasonable alternative procedures. The law need not give abortion doctors unfettered choice in the course of their medical practice."). Here, ample evidence establishes that a reasonable, safe, relatively inexpensive, and effective alternative exists for most women seeking a medical abortion before 63 days LMP, and for whom the FDA protocol makes medical abortion unavailable: a surgical abortion. In sum, as applied to most women, House Bill 2's restrictions on medication abortion do not rise to the level of an undue burden on the right to seek a previability abortion.
On the other hand, the court finds that there are certain situations where medication abortion is the only safe and medically sound option for women with particular physical abnormalities or preexisting conditions.
The Supreme Court has repeatedly held that a state may not restrict access to abortions that are "necessary, in appropriate medical judgment, for the preservation of the life or health of the mother." See Roe, 410 U.S. at 165, 93 S.Ct. 705; see also Ayotte, 546 U.S. at 327-28, 126 S.Ct. 961; Casey, 505 U.S. at 879, 112 S.Ct. 2791; see also Gonzales, 550 U.S. at 161, 127 S.Ct. 1610 (quoting Ayotte, 546 U.S. at 327-28, 126 S.Ct. 961 (citing Casey, 505 U.S. at 879, 112 S.Ct. 2791)). This is especially true, as here, when the issue is only previability abortions.
Therefore, the court concludes that the medication-abortion provision of House Bill 2 is an undue burden on those women for whom surgical abortion is, in the sound medical opinion of their treating physician, a significant health risk during the period of pregnancy falling 50 to 63 days LMP.
The medication-abortion provisions do not specifically include an exception for circumstances in which the health of the mother may dictate a particular procedure — here, use of the off-label protocol. "[W]here substantial medical authority supports the proposition that banning a particular abortion procedure could endanger women's health ... the statute... [must] include a health exception when the procedure is necessary, in appropriate medical judgment, for the preservation of the life or health of the mother." Stenberg, 530 U.S. at 938, 120 S.Ct. 2597 (quoting Casey, 505 U.S. at 879, 112 S.Ct. 2791) (internal quotation marks and citation omitted). Without such exception, the medication-abortion provisions create an undue burden on the existing right of a woman to an abortion. The legislature appears, however, to have attempted to include a general health-of-the-mother exception applicable to the act as a whole: "this Act does not apply to abortions that are necessary to avert the death or substantial and irreversible physical impairment of a major bodily function of the pregnant woman...." Act of July 12, 2013, 83rd Leg., 2d C.S., ch. 1 § 1(4)(B), 2013 Tex. Sess. Law Serv. 4795. The legislature also included a broad severability clause, stating that if "the application of the statute is found to impose an impermissible undue burden on any pregnant woman or group of pregnant women, the application of the statute to those women shall be severed...." Act of July 12, 2013, 83rd Leg., 2d C.S., ch. 1 § 1(b), 2013 Tex. Sess. Law Serv. 4795. By the two provisions, the legislature has signaled a clear intent that it will not seek to enforce provisions of the act that a construing court concludes offend the Constitution.
Thus, the court concludes that the medication-abortion provisions do not fail constitutional review because of the lack of a specific health-of-the-mother exception. Rather, the medication-abortion provisions may not be enforced against any physician who determines, in appropriate medical
Based on the above, the court will render a final judgment declaring that the admitting-privileges provision of House Bill 2 does not bear a rational relationship to the legitimate right of the State in preserving and promoting fetal life or a woman's health and, in any event, places a substantial obstacle in the path of a woman seeking an abortion of a nonviable fetus and is thus an undue burden to her. The court will enjoin enforcement of that provision. Although the medication-abortion provisions do not generally place an undue burden on a woman seeking an abortion, they do if they ban a medication abortion where a physician determines, in appropriate medical judgment, such a procedure is necessary for the preservation of the life or health of the mother. The court will so declare and enjoin enforcement of those provisions in such instance.